Robert J. Heideman - Feb 11, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Senior VP, CTO
Signature
James F. Stern, Attorney-in-Fact for Robert J. Heideman
Stock symbol
AOS
Transactions as of
Feb 11, 2022
Transactions value $
$115,533
Form type
4
Date filed
2/15/2022, 02:12 PM
Previous filing
Feb 9, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $218K +3.04K +37.92% $71.72 11.1K Feb 11, 2022 Direct F1
transaction AOS Common Stock Tax liability -$102K -1.43K -12.93% $71.72 9.63K Feb 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -3.04K -28.1% $0.00 7.78K Feb 11, 2022 Common Stock 3.04K $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.