Key facts
- This page summarizes Mark D. Smith's Form 5 filing for SMITH A O CORP (AOS).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 04 Feb 2022, 12:57.
Mark D. Smith - 31 Dec 2021 Form 5 Insider Report for SMITH A O CORP (AOS)
- Reporting relationship
- Director
- Issuer ticker
- AOS
- Reported as of
- 31 Dec 2021
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 04 Feb 2022, 12:57:45 UTC
- Prior SEC filing
- 14 Jul 2021
- Next SEC filing
- 13 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- James F. Stern, Attorney-in-Fact for Mark D. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark D. Smith filed Form 5 for SMITH A O CORP (AOS) on 04 Feb 2022.
Change
- Previous filing in this sequence was filed on 14 Jul 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,956
- Date
- 31 Dec 2021
- Ownership
- Held by spouse
AOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,104
- Date
- 31 Dec 2021
- Ownership
- In trust
- Footnotes
- F1
AOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 114,426
- Date
- 31 Dec 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +133,600
- Change %
- +1085%
- Price
- $0.000000
- Shares after
- 145,911
- Date
- 08 Dec 2021
- Ownership
- In trust
- Underlying class
- Common Stock
- Underlying amount
- 133,600
- Exercise price
- $0.000000
- Footnotes
- F2, F3
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -133,600
- Change %
- -92%
- Price
- $0.000000
- Shares after
- 12,311
- Date
- 08 Dec 2021
- Ownership
- In trust
- Underlying class
- Common Stock
- Underlying amount
- 133,600
- Exercise price
- $0.000000
- Footnotes
- F2, F3
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +133,600
- Change %
- +3634%
- Price
- $0.000000
- Shares after
- 137,276
- Date
- 08 Dec 2021
- Ownership
- Held by spouse
- Underlying class
- Common Stock
- Underlying amount
- 133,600
- Exercise price
- $0.000000
- Footnotes
- F2, F3
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -133,600
- Change %
- -97%
- Price
- $0.000000
- Shares after
- 3,676
- Date
- 09 Dec 2021
- Ownership
- Held by spouse
- Underlying class
- Common Stock
- Underlying amount
- 133,600
- Exercise price
- $0.000000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reporting person beneficially owns the shares as settlor of a revocable family trust.
Footnote F2
Convertible at any time to Common Stock.
Footnote F3
None.