Mark D. Smith - Dec 31, 2021 Form 5 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Stock symbol
AOS
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/4/2022, 12:57 PM
Previous filing
Jul 14, 2021
Next filing
Apr 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AOS Common Stock 8.96K Dec 31, 2021 Held by spouse
holding AOS Common Stock 2.1K Dec 31, 2021 In trust F1
holding AOS Common Stock 114K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 +134K +1085.21% $0.00 146K Dec 8, 2021 Common Stock 134K $0.00 In trust F2, F3
transaction AOS Class A Common Stock Gift $0 -134K -91.56% $0.00 12.3K Dec 8, 2021 Common Stock 134K $0.00 In trust F2, F3
transaction AOS Class A Common Stock Gift $0 +134K +3634.39% $0.00 137K Dec 8, 2021 Common Stock 134K $0.00 Held by spouse F2, F3
transaction AOS Class A Common Stock Gift $0 -134K -97.32% $0.00 3.68K Dec 9, 2021 Common Stock 134K $0.00 Held by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2 Convertible at any time to Common Stock.
F3 None.