Mark D. Smith - Jul 12, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Stock symbol
AOS
Transactions as of
Jul 12, 2021
Transactions value $
$10,061
Form type
4
Date filed
7/14/2021, 03:00 PM
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Award $10.1K +142 +0.12% $70.86 114K Jul 12, 2021 Direct F2
holding AOS Common Stock 2.1K Jul 12, 2021 In trust F1
holding AOS Common Stock 8.96K Jul 12, 2021 Held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Class A Common Stock 12.3K Jul 12, 2021 Common Stock 43.5K $0.00 In trust F1, F3, F4
holding AOS Class A Common Stock 3.68K Jul 12, 2021 Common Stock 43.5K $0.00 Held by spouse F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2 Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
F3 Convertible at any time to Common Stock.
F4 None.