Mark D. Smith - 12 Jul 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Reporting relationship: Director
Issuer ticker: AOS
Reported as of: 12 Jul 2021
Net transaction value: +$10,061
SEC form: 4
Accepted by SEC: 14 Jul 2021, 15:00:17 UTC
Next SEC filing: 04 Feb 2022
Source filing: View source filing
Reporting owner signature: James F. Stern, Attorney-in-Fact for Mark D. Smith

Key filing fact

Mark D. Smith filed Form 4 for SMITH A O CORP (AOS) on 14 Jul 2021.

Key facts

This page summarizes Mark D. Smith's Form 4 filing for SMITH A O CORP (AOS).
1 reported transaction and 2 derivative rows are listed below.
Accepted by SEC: 14 Jul 2021, 15:00.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$10,061.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOS transaction

Common Stock

Award

Transaction value: $10,061
Shares: +142
Change %: +0.12%
Price: $70.86
Shares after: 114,426
Date: 12 Jul 2021
Ownership: Direct
Footnotes: F2

AOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,104
Date: 12 Jul 2021
Ownership: In trust
Footnotes: F1

AOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,956
Date: 12 Jul 2021
Ownership: Held by spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AOS holding Derivative

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,311
Date: 12 Jul 2021
Ownership: In trust
Underlying class: Common Stock
Underlying amount: 43,541
Exercise price: $0.000000
Footnotes: F1, F3, F4

AOS holding Derivative

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,676
Date: 12 Jul 2021
Ownership: Held by spouse
Underlying class: Common Stock
Underlying amount: 43,541
Exercise price: $0.000000
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reporting person beneficially owns the shares as settlor of a revocable family trust.

Footnote F2

Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.

Footnote F3

Convertible at any time to Common Stock.

Footnote F4

None.