Bruce M. Smith - Jul 12, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Bruce M. Smith
Stock symbol
AOS
Transactions as of
Jul 12, 2021
Transactions value $
$10,061
Form type
4
Date filed
7/14/2021, 02:54 PM
Previous filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Award $10.1K +142 $70.86 142 Jul 12, 2021 Direct F1
holding AOS Common Stock 15.9K Jul 12, 2021 Direct F2
holding AOS Common Stock 2.4K Jul 12, 2021 In trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 -60.2K -35.58% $0.00 109K Jun 4, 2021 Common Stock 60.2K $0.00 Gift from revocable family trust to spouse of reporting person. F6, F7, F8, F9
transaction AOS Class A Common Stock Gift $0 +60.2K $0.00 60.2K Jun 4, 2021 Common Stock 60.2K $0.00 Owned by spouse of reporting person F6, F7, F8, F9
transaction AOS Class A Common Stock Gift $0 -60.2K -100% $0.00* 0 Jun 4, 2021 Common Stock 60.2K $0.00 Owned by spouse of reporting person F6, F8, F9
holding AOS Restricted Stock Units 119K Jul 12, 2021 Common 0 $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
F2 Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F3 The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4 The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.
F6 Gift
F7 Gift from revocable family trust to spouse of reporting person.
F8 Convertible at any time into Common Stock.
F9 None.