BRUCE M. SMITH - 12 Jul 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Bruce M. Smith
Issuer symbol
AOS
Transactions as of
12 Jul 2021
Net transactions value
+$10,061
Form type
4
Filing time
14 Jul 2021, 14:54:41 UTC
Previous filing
19 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Award $10,061 +142 $70.86 142 12 Jul 2021 Direct F1
holding AOS Common Stock 15,892 12 Jul 2021 Direct F2
holding AOS Common Stock 2,400 12 Jul 2021 In trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 -60,172 -36% $0.000000 108,938 04 Jun 2021 Common Stock 60,172 $0.000000 Gift from revocable family trust to spouse of reporting person. F6, F7, F8, F9
transaction AOS Class A Common Stock Gift $0 +60,172 $0.000000 60,172 04 Jun 2021 Common Stock 60,172 $0.000000 Owned by spouse of reporting person F6, F7, F8, F9
transaction AOS Class A Common Stock Gift $0 -60,172 -100% $0.000000* 0 04 Jun 2021 Common Stock 60,172 $0.000000 Owned by spouse of reporting person F6, F8, F9
holding AOS Restricted Stock Units 119,308 12 Jul 2021 Common 0 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
F2 Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F3 The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4 The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.
F6 Gift
F7 Gift from revocable family trust to spouse of reporting person.
F8 Convertible at any time into Common Stock.
F9 None.