Michael O'Grady - Dec 3, 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
David A. Serna, Attorney-In-Fact for Michael G. O'Grady
Stock symbol
NTRS
Transactions as of
Dec 3, 2024
Transactions value $
-$150,683
Form type
4
Date filed
12/5/2024, 07:01 PM
Previous filing
Apr 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$151K -1.37K -1.82% $110.31 73.6K Dec 3, 2024 Direct F1, F2
holding NTRS Common Stock 286K Dec 3, 2024 By Trust F3, F4
holding NTRS Common Stock 0 Dec 3, 2024 2022 GRAT F3
holding NTRS Common Stock 9.91K Dec 3, 2024 2023 GRAT F4
holding NTRS Common Stock 5.46K Dec 3, 2024 By Trust fbo Child 1 F5
holding NTRS Common Stock 5.46K Dec 3, 2024 By Trust fbo Child 2 F5
holding NTRS Common Stock 5.46K Dec 3, 2024 By Trust fbo Child 3 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the June 3, 2024 distribution of 6,755 shares from the reporting person's 2022 Grantor Retained Annuity Trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4 Reflects the June 3, 2024 distribution of 6,951.32 shares from the reporting person's 2023 GRAT to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F5 The reporting person's spouse is trustee of this trust.