David B. Smith Jr. - 16 Apr 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
Issuer symbol
NTRS
Transactions as of
16 Apr 2024
Net transactions value
$0
Form type
4
Filing time
18 Apr 2024, 19:09:58 UTC
Previous filing
06 Feb 2024
Next filing
02 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1,822 $0.000000 1,822 16 Apr 2024 Direct F1, F2
holding NTRS Common Stock 50,662 16 Apr 2024 By Trust F1
holding NTRS Common Stock 1,122,320 16 Apr 2024 By Trust F3
holding NTRS Common Stock 15,431 16 Apr 2024 Revocable Trust
holding NTRS Common Stock 2,125 16 Apr 2024 By Trust fbo Child 1 F4
holding NTRS Common Stock 2,125 16 Apr 2024 By Trust fbo Child 2 F4
holding NTRS Common Stock 2,125 16 Apr 2024 By Trust fbo Child 3 F4
holding NTRS Common Stock 1,704 16 Apr 2024 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 16, 2024, 1,855 already reported and vested stock units, granted on April 25, 2023, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
F4 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.