Jason J. Tyler - 06 Feb 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Issuer symbol
NTRS
Transactions as of
06 Feb 2024
Transactions value $
-$15,025
Form type
4
Filing time
08 Feb 2024, 16:19:31 UTC
Previous filing
25 Oct 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $150K +2.47K +5.95% $60.85 43.9K 06 Feb 2024 Direct F1
transaction NTRS Common Stock Tax liability -$165K -2.1K -4.78% $78.61 41.8K 06 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -2.47K -100% $0.00* 0 06 Feb 2024 Common Stock 2.47K $60.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning on February 10, 2015.