| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Gift | $0 | +2.5K | +5.4% | $0.00 | 48.8K | Jan 31, 2024 | By Trust | F1 |
| holding | NTRS | Common Stock | 1.86K | Jan 31, 2024 | Direct | F2 | |||||
| holding | NTRS | Common Stock | 15.4K | Jan 31, 2024 | Revocable Trust | ||||||
| holding | NTRS | Common Stock | 1.7K | Jan 31, 2024 | By Trust | F3 | |||||
| holding | NTRS | Common Stock | 2.13K | Jan 31, 2024 | By Trust fbo Child 1 | F4 | |||||
| holding | NTRS | Common Stock | 2.13K | Jan 31, 2024 | By Trust fbo Child 2 | F4 | |||||
| holding | NTRS | Common Stock | 2.13K | Jan 31, 2024 | By Trust fbo Child 3 | F4 | |||||
| holding | NTRS | Common Stock | 1.12M | Jan 31, 2024 | By Trust | F1, F5, F6 |
| Id | Content |
|---|---|
| F1 | On January 31, 2024, a trust in which the reporting person has a partial direct pecuniary interest distributed 20,000 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,500 shares were distributed to the reporting person. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. |
| F4 | Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. |
| F5 | Reflects a correction to the amount of shares on October 31, 2023, previously reported on a Form 4 filed November 1, 2023. The actual amount on such date was 1,142,320 shares, rather than the 1,168,080 shares originally reported. |
| F6 | These shares are held in a trust of which the reporting person has a partial direct pecuniary interest. |