David B. Smith Jr. - 25 Apr 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
Issuer symbol
NTRS
Transactions as of
25 Apr 2023
Net transactions value
$0
Form type
4
Filing time
27 Apr 2023, 19:39:20 UTC
Previous filing
07 Feb 2023
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1,855 $0.000000 1,855 25 Apr 2023 Direct F1, F2
holding NTRS Common Stock 37,787 25 Apr 2023 By Trust F1
holding NTRS Common Stock 1,210,480 25 Apr 2023 By Trust F3
holding NTRS Common Stock 15,431 25 Apr 2023 Revocable Trust
holding NTRS Common Stock 2,125 25 Apr 2023 By Trust fbo Child 1 F4
holding NTRS Common Stock 2,125 25 Apr 2023 By Trust fbo Child 2 F4
holding NTRS Common Stock 2,125 25 Apr 2023 By Trust fbo Child 3 F4
holding NTRS Common Stock 1,704 25 Apr 2023 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
F4 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.