David Byron Smith Jr - Apr 25, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
Stock symbol
NTRS
Transactions as of
Apr 25, 2023
Transactions value $
$0
Form type
4
Date filed
4/27/2023, 07:39 PM
Previous filing
Feb 7, 2023
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1.86K $0.00 1.86K Apr 25, 2023 Direct F1, F2
holding NTRS Common Stock 37.8K Apr 25, 2023 By Trust F1
holding NTRS Common Stock 1.21M Apr 25, 2023 By Trust F3
holding NTRS Common Stock 15.4K Apr 25, 2023 Revocable Trust
holding NTRS Common Stock 2.13K Apr 25, 2023 By Trust fbo Child 1 F4
holding NTRS Common Stock 2.13K Apr 25, 2023 By Trust fbo Child 2 F4
holding NTRS Common Stock 2.13K Apr 25, 2023 By Trust fbo Child 3 F4
holding NTRS Common Stock 1.7K Apr 25, 2023 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
F4 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.