Thomas A. South - Mar 1, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Executive Vice President
Signature
Bradley R. Gabriel, Attorney-in-Fact for Thomas A. South
Stock symbol
NTRS
Transactions as of
Mar 1, 2023
Transactions value $
-$244,257
Form type
4
Date filed
3/3/2023, 06:49 PM
Previous filing
Feb 23, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$244K -2.59K -5.96% $94.49 40.8K Mar 1, 2023 Direct F1, F2, F3
holding NTRS Common Stock 3.14K Mar 1, 2023 401(k) as of 12-31-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 3,788, rather than the 2,868 shares originally reported.
F2 Reflects 2,585 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,831 previously reported stock units. The remaining 3,246 shares were distributed to the reporting person as shares of common stock.
F3 Includes 19,062 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.