Teresa Parker - Feb 22, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Executive Vice President
Signature
Bradley R. Gabriel, Attorney-in-Fact for Teresa Parker
Stock symbol
NTRS
Transactions as of
Feb 22, 2023
Transactions value $
-$132,867
Form type
4
Date filed
2/24/2023, 07:09 PM
Previous filing
Dec 7, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +18K +28.9% $0.00 80.1K Feb 22, 2023 Direct F1, F2
transaction NTRS Common Stock Tax liability -$133K -1.42K -1.77% $93.70 78.6K Feb 23, 2023 Direct F2, F3
holding NTRS Common Stock 9.54K Feb 22, 2023 401(k) as of 12-31-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a correction to the number of stock units granted on February 23, 2022, previously reported on a Form 4 filed February 25, 2022. The actual number of stock units granted in such transaction was 14,577, rather than the 14,578 originally reported.
F2 Includes 58,788 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects 1,418 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 3,151 previously reported shares resulting from vested stock units. The remaining 1,733 shares were distributed to the reporting person as shares of common stock.