Michael O'Grady - 21 Feb 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Issuer symbol
NTRS
Transactions as of
21 Feb 2023
Net transactions value
-$1,640,962
Form type
4
Filing time
23 Feb 2023, 18:52:10 UTC
Previous filing
09 Feb 2023
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +39,114 +65% $0.000000 98,858 21 Feb 2023 Direct F1
transaction NTRS Common Stock Tax liability $1,640,962 -17,328 -22% $94.70 59,744 21 Feb 2023 Direct F1, F2
transaction NTRS Common Stock Award $0 +31,660 +53% $0.000000 91,404 22 Feb 2023 Direct F3
holding NTRS Common Stock 186,161 21 Feb 2023 By Trust F2
holding NTRS Common Stock 4,745 21 Feb 2023 2021 GRAT
holding NTRS Common Stock 18,876 21 Feb 2023 2022 GRAT
holding NTRS Common Stock 5,459 21 Feb 2023 By Trust fbo Child 1 F4
holding NTRS Common Stock 5,460 21 Feb 2023 By Trust fbo Child 2 F4
holding NTRS Common Stock 5,460 21 Feb 2023 By Trust fbo Child 3 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 21,786 shares directly held by the reporting person into the reporting person's existing trust account.
F3 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F4 The reporting person's spouse is trustee of this trust.