Jason J. Tyler - 06 Feb 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Issuer symbol
NTRS
Transactions as of
06 Feb 2023
Net transactions value
-$39,822
Form type
4
Filing time
07 Feb 2023, 17:05:33 UTC
Previous filing
04 May 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $131,251 +2,491 +8.4% $52.69 32,234 06 Feb 2023 Direct F1
transaction NTRS Common Stock Sale $171,073 -1,764 -5.5% $96.98 30,470 06 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -2,491 -100% $0.000000* 0 06 Feb 2023 Common Stock 2,491 $52.69 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning 2/11/2014.