Jason J. Tyler - Feb 6, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Stock symbol
NTRS
Transactions as of
Feb 6, 2023
Transactions value $
-$39,822
Form type
4
Date filed
2/7/2023, 05:05 PM
Previous filing
May 4, 2022
Next filing
Feb 23, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $131K +2.49K +8.38% $52.69 32.2K Feb 6, 2023 Direct F1
transaction NTRS Common Stock Sale -$171K -1.76K -5.47% $96.98 30.5K Feb 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -2.49K -100% $0.00* 0 Feb 6, 2023 Common Stock 2.49K $52.69 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning 2/11/2014.