| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Gift | $0 | -16.4K | -100% | $0.00* | 0 | May 18, 2022 | 2020 GRAT | F1 |
| transaction | NTRS | Common Stock | Gift | $0 | +5.46K | $0.00 | 5.46K | May 18, 2022 | By Trust fbo Child 1 | F1, F2 | |
| transaction | NTRS | Common Stock | Gift | $0 | +5.46K | $0.00 | 5.46K | May 18, 2022 | By Trust fbo Child 2 | F1, F2 | |
| transaction | NTRS | Common Stock | Gift | $0 | +5.46K | $0.00 | 5.46K | May 18, 2022 | By Trust fbo Child 3 | F1, F2 | |
| holding | NTRS | Common Stock | 60.8K | May 18, 2022 | Direct | F3 | |||||
| holding | NTRS | Common Stock | 136K | May 18, 2022 | By Trust | F1, F4, F5 | |||||
| holding | NTRS | Common Stock | 4.75K | May 18, 2022 | 2021 GRAT | F4 | |||||
| holding | NTRS | Common Stock | 18.9K | May 18, 2022 | 2022 GRAT | F5 |
| Id | Content |
|---|---|
| F1 | On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument. |
| F2 | The reporting person's spouse is trustee of this trust. |
| F3 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F4 | Reflects the May 18, 2022 distribution of 5,255 shares from the reporting person's 2021 grantor retained annuity trust ("2021 GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the 2021 GRAT instrument. |
| F5 | Reflects the May 18, 2022 transfer of 18,876 shares of the Corporation's common stock into a newly-created grantor retained annuity trust. |