David Byron Smith Jr - Apr 26, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
Stock symbol
NTRS
Transactions as of
Apr 26, 2022
Transactions value $
$0
Form type
4
Date filed
4/28/2022, 07:21 PM
Previous filing
Feb 8, 2022
Next filing
May 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1.34K $0.00 1.34K Apr 26, 2022 Direct F1, F2
holding NTRS Common Stock 15.4K Apr 26, 2022 Revocable Trust F2
holding NTRS Common Stock 28K Apr 26, 2022 By Trust
holding NTRS Common Stock 2.13K Apr 26, 2022 By Trust fbo Child 1 F3
holding NTRS Common Stock 2.13K Apr 26, 2022 By Trust fbo Child 2 F3
holding NTRS Common Stock 2.13K Apr 26, 2022 By Trust fbo Child 3 F3
holding NTRS Common Stock 1.7K Apr 26, 2022 By Trust F4
holding NTRS Common Stock 1.28M Apr 26, 2022 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 On April 26, 2022, 1,164 already reported and vested stock units, granted on April 20, 2021, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F3 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F4 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
F5 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.