David B. Smith Jr. - 26 Apr 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
Issuer symbol
NTRS
Transactions as of
26 Apr 2022
Net transactions value
$0
Form type
4
Filing time
28 Apr 2022, 19:21:14 UTC
Previous filing
08 Feb 2022
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1,343 $0.000000 1,343 26 Apr 2022 Direct F1, F2
holding NTRS Common Stock 15,431 26 Apr 2022 Revocable Trust F2
holding NTRS Common Stock 28,044 26 Apr 2022 By Trust
holding NTRS Common Stock 2,125 26 Apr 2022 By Trust fbo Child 1 F3
holding NTRS Common Stock 2,125 26 Apr 2022 By Trust fbo Child 2 F3
holding NTRS Common Stock 2,125 26 Apr 2022 By Trust fbo Child 3 F3
holding NTRS Common Stock 1,704 26 Apr 2022 By Trust F4
holding NTRS Common Stock 1,277,680 26 Apr 2022 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 On April 26, 2022, 1,164 already reported and vested stock units, granted on April 20, 2021, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F3 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F4 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
F5 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.