Jason J. Tyler - Jan 31, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Stock symbol
NTRS
Transactions as of
Jan 31, 2022
Transactions value $
-$73,777
Form type
4
Date filed
2/2/2022, 04:19 PM
Previous filing
Jan 20, 2022
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $150K +3.44K +15.78% $43.65 25.2K Jan 31, 2022 Direct F1
transaction NTRS Common Stock Sale -$224K -1.94K -7.68% $115.60 23.3K Jan 31, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -3.44K -100% $0.00* 0 Jan 31, 2022 Common Stock 3.44K $43.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning 2/13/2013.