Jason J. Tyler - 31 Jan 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Issuer symbol
NTRS
Transactions as of
31 Jan 2022
Net transactions value
-$73,777
Form type
4
Filing time
02 Feb 2022, 16:19:03 UTC
Previous filing
20 Jan 2022
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $150,025 +3,437 +16% $43.65 25,222 31 Jan 2022 Direct F1
transaction NTRS Common Stock Sale $223,802 -1,936 -7.7% $115.60 23,286 31 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -3,437 -100% $0.000000* 0 31 Jan 2022 Common Stock 3,437 $43.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning 2/13/2013.