Michael O'Grady - 18 Jan 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Issuer symbol
NTRS
Transactions as of
18 Jan 2022
Net transactions value
-$1,554,334
Form type
4
Filing time
20 Jan 2022, 17:29:55 UTC
Previous filing
10 Dec 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +29,021 +52% $0.000000 84,713 18 Jan 2022 Direct F1
transaction NTRS Common Stock Tax liability $1,554,334 -11,761 -17% $132.16 55,692 18 Jan 2022 Direct F1, F2
holding NTRS Common Stock 123,679 18 Jan 2022 By Trust F2
holding NTRS Common Stock 30,000 18 Jan 2022 2020 GRAT
holding NTRS Common Stock 10,000 18 Jan 2022 2021 GRAT
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 17,260 shares directly held by the reporting person into the reporting person's existing trust account.