Thomas A. South - Dec 9, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Executive Vice President
Signature
David A. Serna, Attorney-in-Fact for Thomas A. South
Stock symbol
NTRS
Transactions as of
Dec 9, 2021
Transactions value $
-$236,440
Form type
4
Date filed
12/10/2021, 05:14 PM
Previous filing
Aug 2, 2021
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Sale -$236K -2K -8.84% $118.22 20.6K Dec 9, 2021 Direct F1, F2, F3
holding NTRS Common Stock 2.87K Dec 9, 2021 401(k) as of 9-30-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reflects the weighted average sales price from $118.19 to $118.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F2 Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 1,249, rather than the 1,261 originally reported.