Joyce St Clair - 03 Dec 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Signature
Bradley R. Gabriel, Attorney-in-Fact for Joyce St. Clair
Issuer symbol
NTRS
Transactions as of
03 Dec 2021
Net transactions value
-$31,223
Form type
4
Filing time
07 Dec 2021, 18:19:50 UTC
Previous filing
05 Nov 2021
Next filing
10 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability $31,223 -266 -1.6% $117.38 16,148 03 Dec 2021 Direct F1, F2
holding NTRS Common Stock 31,652 03 Dec 2021 By Trust
holding NTRS Common Stock 5,102 03 Dec 2021 401(k) as of 9-30-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.