Susan C. Levy - Dec 3, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP and General Counsel
Signature
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
Stock symbol
NTRS
Transactions as of
Dec 3, 2021
Transactions value $
-$29,932
Form type
4
Date filed
12/7/2021, 06:18 PM
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$29.9K -255 -0.6% $117.38 42.4K Dec 3, 2021 Direct F1, F2, F3
holding NTRS Common Stock 29K Dec 3, 2021 2020 GRAT F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument.