Susan C. Levy - 03 Dec 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP and General Counsel
Signature
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
Issuer symbol
NTRS
Transactions as of
03 Dec 2021
Net transactions value
-$29,932
Form type
4
Filing time
07 Dec 2021, 18:18:59 UTC
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability $29,932 -255 -0.6% $117.38 42,385 03 Dec 2021 Direct F1, F2, F3
holding NTRS Common Stock 29,037 03 Dec 2021 2020 GRAT F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument.