David B. Smith Jr. - 30 Jul 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NTRS	Common Stock	Gift	$0	+1,780	+7.8%	$0.000000	24,664	30 Jul 2021	By Trust	F1
holding	NTRS	Common Stock						1,164	30 Jul 2021	Direct	F2
holding	NTRS	Common Stock						14,267	30 Jul 2021	Revocable Trust
holding	NTRS	Common Stock						1,704	30 Jul 2021	By Trust	F3
holding	NTRS	Common Stock						2,125	30 Jul 2021	By Trust fbo Child 1	F4
holding	NTRS	Common Stock						2,125	30 Jul 2021	By Trust fbo Child 2	F4
holding	NTRS	Common Stock						2,125	30 Jul 2021	By Trust fbo Child 3	F4
holding	NTRS	Common Stock						1,304,720	30 Jul 2021	By Trust	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	On July 30, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person.
F2	Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3	Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
F4	Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5	These shares are held in a trust of which reporting person has a partial direct pecuniary interest.