Jason J. Tyler - May 14, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Stock symbol
NTRS
Transactions as of
May 14, 2021
Transactions value $
-$174,269
Form type
4
Date filed
5/18/2021, 06:42 PM
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $188K +4.84K +24.65% $38.78 24.5K May 14, 2021 Direct F1
transaction NTRS Common Stock Sale -$362K -3.01K -12.33% $120.03 21.4K May 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -4.84K -100% $0.00* 0 May 14, 2021 Common Stock 4.84K $38.78 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning on October 18, 2012.