Jason J. Tyler - 14 May 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Financial Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Jason J. Tyler
Issuer symbol
NTRS
Transactions as of
14 May 2021
Net transactions value
-$174,269
Form type
4
Filing time
18 May 2021, 18:42:11 UTC
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $187,501 +4,835 +25% $38.78 24,453 14 May 2021 Direct F1
transaction NTRS Common Stock Sale $361,770 -3,014 -12% $120.03 21,439 14 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -4,835 -100% $0.000000* 0 14 May 2021 Common Stock 4,835 $38.78 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning on October 18, 2012.