Mark C. Gossett - May 14, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Executive Vice President
Signature
Bradley R. Gabriel, Attorney-in-Fact for Mark C. Gossett
Stock symbol
NTRS
Transactions as of
May 14, 2021
Transactions value $
-$392,825
Form type
4
Date filed
5/18/2021, 06:41 PM
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Sale -$393K -3.28K -25.63% $119.91 9.5K May 14, 2021 Direct F1, F2, F3
holding NTRS Common Stock 2.62K May 14, 2021 401(k) as of 3-31-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reflects the weighted average sales price from $119.91 to $119.94. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F2 Includes 9,504 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,321 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 653, rather than the 673 originally reported.