Peter Cherecwich - 05 May 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/C&IS
Signature
Bradley R. Gabriel, Attorney-in-Fact for Peter Cherecwich
Issuer symbol
NTRS
Transactions as of
05 May 2021
Net transactions value
$0
Form type
4
Filing time
07 May 2021, 20:56:45 UTC
Previous filing
07 Dec 2023
Next filing
18 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Gift $0 -2,000 -5.3% $0.000000 35,930 05 May 2021 By Trust F1, F2, F3
holding NTRS Common Stock 21,358 05 May 2021 Direct F4
holding NTRS Common Stock 0 05 May 2021 2018 GRAT F2
holding NTRS Common Stock 3,568 05 May 2021 2019 GRAT F3
holding NTRS Common Stock 8,347 05 May 2021 2020 GRAT F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the March 5, 2021 distribution of 2,309 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F2 Reflects the March 10, 2021 distribution of 2,077 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F3 Reflects the April 28, 2021 distribution of 3,353 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.