Peter Cherecwich - May 5, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/C&IS
Signature
Bradley R. Gabriel, Attorney-in-Fact for Peter Cherecwich
Stock symbol
NTRS
Transactions as of
May 5, 2021
Transactions value $
$0
Form type
4
Date filed
5/7/2021, 08:56 PM
Previous filing
Dec 7, 2023
Next filing
May 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Gift $0 -2K -5.27% $0.00 35.9K May 5, 2021 By Trust F1, F2, F3
holding NTRS Common Stock 21.4K May 5, 2021 Direct F4
holding NTRS Common Stock 0 May 5, 2021 2018 GRAT F2
holding NTRS Common Stock 3.57K May 5, 2021 2019 GRAT F3
holding NTRS Common Stock 8.35K May 5, 2021 2020 GRAT F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the March 5, 2021 distribution of 2,309 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F2 Reflects the March 10, 2021 distribution of 2,077 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F3 Reflects the April 28, 2021 distribution of 3,353 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.