ROBERT P. BROWNE - 05 May 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Investment Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Robert P. Browne
Issuer symbol
NTRS
Transactions as of
05 May 2021
Net transactions value
-$194,341
Form type
4
Filing time
07 May 2021, 20:55:57 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $594,845 +6,755 +27% $88.06 31,954 05 May 2021 Direct F1
transaction NTRS Common Stock Sale $789,187 -6,755 -21% $116.83 25,199 05 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -6,755 -72% $0.000000 2,601 05 May 2021 Common Stock 6,755 $88.06 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning on February 21, 2018.