Robert P. Browne - May 5, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP & Chief Investment Officer
Signature
Bradley R. Gabriel, Attorney-in-Fact for Robert P. Browne
Stock symbol
NTRS
Transactions as of
May 5, 2021
Transactions value $
-$194,341
Form type
4
Date filed
5/7/2021, 08:55 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $595K +6.76K +26.81% $88.06 32K May 5, 2021 Direct F1
transaction NTRS Common Stock Sale -$789K -6.76K -21.14% $116.83 25.2K May 5, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -6.76K -72.2% $0.00 2.6K May 5, 2021 Common Stock 6.76K $88.06 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 This option became exercisable in four equal annual installments beginning on February 21, 2018.