Michael J. Swope - 16 Nov 2021 Form 4 Insider Report for MOOG INC. (MOG-A)

Role
Controller
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Michael J. Swope
Issuer symbol
MOG-A
Transactions as of
16 Nov 2021
Net transactions value
-$1,660
Form type
4
Filing time
18 Nov 2021, 17:26:35 UTC
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class B Common Award $0 +51 +6.4% $0.000000 844 17 Nov 2021 Direct F1, F2
transaction MOGA Class B Common Tax liability $1,660 -20 -2.4% $83.00 824 17 Nov 2021 Direct F3
holding MOGA Class B Common 205 16 Nov 2021 401 (k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Award $0 +992 $0.000000 992 16 Nov 2021 Class B Common 992 $83.00 Direct F5, F6
holding MOGA SAR 868 16 Nov 2021 Class B Common 868 $85.95 Direct F5, F6
holding MOGA SAR 545 16 Nov 2021 Class B Common 545 $73.39 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F2 Reflects 154 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 128 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3 The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021.
F4 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F5 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F6 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.