Douglas L. Peterson - Feb 15, 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Feb 15, 2024
Transactions value $
-$2,548,468
Form type
4
Date filed
2/20/2024, 05:13 PM
Previous filing
Jan 3, 2024
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$761K -1.8K -1.07% $423.34 167K Feb 15, 2024 Direct F1, F2
transaction SPGI Common Stock Sale -$773K -1.82K -1.09% $424.96 165K Feb 15, 2024 Direct F1, F3
transaction SPGI Common Stock Sale -$1.01M -2.38K -1.45% $425.64 163K Feb 15, 2024 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 3.6K Feb 15, 2024 Common Stock 3.6K $0.00 Direct F5, F6
holding SPGI Restricted Stock Units 8.21K Feb 15, 2024 Common Stock 8.21K $0.00 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $422.80 to $423.52, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.37 to $425.30, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.44 to $426.00, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F6 As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7 As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.