Douglas L. Peterson - Dec 31, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO & President, Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2023
Transactions value $
$2,166,037
Form type
4
Date filed
1/3/2024, 06:43 PM
Previous filing
Nov 17, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $1.21M +2.74K +1.68% $440.52 166K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$527K -1.2K -0.72% $440.52 165K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $1.54M +3.5K +2.12% $440.52 169K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$852K -1.94K -1.15% $440.52 167K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $1.78M +4.04K +2.43% $440.52 171K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$985K -2.24K -1.31% $440.52 169K Dec 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -2.74K -100% $0.00* 0 Dec 31, 2023 Common Stock 2.74K $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -3.5K -49.25% $0.00 3.6K Dec 31, 2023 Common Stock 3.5K $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -4.04K -33% $0.00 8.21K Dec 31, 2023 Common Stock 4.04K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.