Ewout L. Steenbergen - Dec 31, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
EVP & Chief Financial Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2023
Transactions value $
$683,687
Form type
4
Date filed
1/3/2024, 06:44 PM
Previous filing
Sep 7, 2023
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $372K +844 +23.76% $440.52 4.4K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$159K -360 -8.19% $440.52 4.04K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $391K +887 +21.98% $440.52 4.92K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$158K -358 -7.27% $440.52 4.57K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $452K +1.03K +22.45% $440.52 5.59K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$214K -486 -8.69% $440.52 5.1K Dec 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -844 -100% $0.00* 0 Dec 31, 2023 Common Stock 844 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -887 -49.25% $0.00 914 Dec 31, 2023 Common Stock 887 $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -1.03K -32.98% $0.00 2.08K Dec 31, 2023 Common Stock 1.03K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 3,108 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.