Douglas L. Peterson - Aug 4, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO & President, Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Aug 4, 2022
Transactions value $
-$2,828,475
Form type
4
Date filed
8/8/2022, 10:40 AM
Previous filing
Mar 3, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$2.83M -7.5K -4.11% $377.13 175K Aug 4, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Options (Right to Buy) 51.3K Aug 4, 2022 Common Stock 51.3K $77.81 Direct F2
holding SPGI Restricted Stock Units 3.92K Aug 4, 2022 Common Stock 3.92K $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 5.41K Aug 4, 2022 Common Stock 5.41K $0.00 Direct F3, F5, F6
holding SPGI Restricted Stock Units 10.6K Aug 4, 2022 Common Stock 10.6K $0.00 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.12 to $377.24, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7 As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.