Douglas L. Peterson - Mar 1, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: CEO & President, Director
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Mar 1, 2022
Transactions value $: -$11,249,095
Form type: 4
Date filed: 3/3/2022, 05:52 PM
Previous filing: Jan 4, 2022
Next filing: Feb 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Award	$0	+52.1K	+32.73%	$0.00	211K	Mar 1, 2022	Direct	F1
transaction	SPGI	Common Stock	Tax liability	-$11.2M	-28.8K	-13.64%	$390.58	182K	Mar 1, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Award	$0	+10.6K		$0.00	10.6K	Mar 1, 2022	Common Stock	10.6K	$0.00	Direct	F3, F4
holding	SPGI	Options (Right to Buy)						51.3K	Mar 1, 2022	Common Stock	51.3K	$77.81	Direct	F5
holding	SPGI	Restricted Stock Units						3.92K	Mar 1, 2022	Common Stock	3.92K	$0.00	Direct	F3, F6
holding	SPGI	Restricted Stock Units						5.41K	Mar 1, 2022	Common Stock	5.41K	$0.00	Direct	F3, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2	Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4	The reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F6	As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7	As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.