Nancy Luquette - Mar 1, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
EVP, Chief Risk Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Mar 1, 2022
Transactions value $
-$479,632
Form type
4
Date filed
3/3/2022, 06:39 PM
Previous filing
Jan 4, 2022
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Award $0 +2.93K +73.9% $0.00 6.9K Mar 1, 2022 Direct F1
transaction SPGI Common Stock Tax liability -$480K -1.23K -17.81% $390.58 5.67K Mar 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Award $0 +576 $0.00 576 Mar 1, 2022 Common Stock 576 $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 262 Mar 1, 2022 Common Stock 262 $0.00 Direct F3, F5
holding SPGI Options (Right to Buy) 876 Mar 1, 2022 Common Stock 876 $59.92 Direct F6
holding SPGI Restricted Stock Units 333 Mar 1, 2022 Common Stock 333 $0.00 Direct F3, F7
holding SPGI Options (Right to Buy) 1.41K Mar 1, 2022 Common Stock 1.41K $77.81 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2 Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 The reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
F7 As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F8 As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.