Nancy Luquette - Dec 31, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: EVP, Chief Risk Officer
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Dec 31, 2021
Transactions value $: $188,772
Form type: 4
Date filed: 1/4/2022, 04:31 PM
Next filing: Mar 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$102K	+216	+6.06%	$471.93	3.78K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$40.1K	-85	-2.25%	$471.93	3.7K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$119K	+253	+6.85%	$471.93	3.95K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$42.9K	-91	-2.3%	$471.93	3.86K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$76.9K	+163	+4.22%	$471.93	4.02K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$26.4K	-56	-1.39%	$471.93	3.97K	Dec 31, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-216	-100%	$0.00^*	0	Dec 31, 2021	Common Stock	216	$0.00	Direct	F1, F2
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-253	-49.13%	$0.00	262	Dec 31, 2021	Common Stock	253	$0.00	Direct	F1, F3
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-163	-32.86%	$0.00	333	Dec 31, 2021	Common Stock	163	$0.00	Direct	F1, F4
holding	SPGI	Options (Right to Buy)						876	Dec 31, 2021	Common Stock	876	$59.92	Direct	F5
holding	SPGI	Options (Right to Buy)						1.41K	Dec 31, 2021	Common Stock	1.41K	$77.81	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3	As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4	As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
F6	As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.