Douglas L. Peterson - 31 Dec 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO & President, Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
31 Dec 2021
Net transactions value
+$2,212,880
Form type
4
Filing time
04 Jan 2022, 20:07:39 UTC
Previous filing
18 May 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $1,808,908 +3,833 +2.5% $471.93 158,256 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $895,723 -1,898 -1.2% $471.93 156,358 31 Dec 2021 Direct
transaction SPGI Common Stock Options Exercise $1,794,278 +3,802 +2.4% $471.93 160,160 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $1,029,751 -2,182 -1.4% $471.93 157,978 31 Dec 2021 Direct
transaction SPGI Common Stock Options Exercise $1,255,806 +2,661 +1.7% $471.93 160,639 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $720,637 -1,527 -0.95% $471.93 159,112 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -3,833 -100% $0.000000* 0 31 Dec 2021 Common Stock 3,833 $0.000000 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -3,802 -49% $0.000000 3,918 31 Dec 2021 Common Stock 3,802 $0.000000 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -2,661 -33% $0.000000 5,405 31 Dec 2021 Common Stock 2,661 $0.000000 Direct F1, F4, F5
holding SPGI Options (Right to Buy) 51,304 31 Dec 2021 Common Stock 51,304 $77.81 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.