Douglas L. Peterson - Dec 31, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: CEO & President, Director
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Dec 31, 2021
Transactions value $: $2,212,880
Form type: 4
Date filed: 1/4/2022, 08:07 PM
Previous filing: May 18, 2021
Next filing: Mar 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$1.81M	+3.83K	+2.48%	$471.93	158K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$896K	-1.9K	-1.2%	$471.93	156K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$1.79M	+3.8K	+2.43%	$471.93	160K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$1.03M	-2.18K	-1.36%	$471.93	158K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$1.26M	+2.66K	+1.68%	$471.93	161K	Dec 31, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$721K	-1.53K	-0.95%	$471.93	159K	Dec 31, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-3.83K	-100%	$0.00^*	0	Dec 31, 2021	Common Stock	3.83K	$0.00	Direct	F1, F2
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-3.8K	-49.25%	$0.00	3.92K	Dec 31, 2021	Common Stock	3.8K	$0.00	Direct	F1, F3
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-2.66K	-32.99%	$0.00	5.41K	Dec 31, 2021	Common Stock	2.66K	$0.00	Direct	F1, F4, F5
holding	SPGI	Options (Right to Buy)						51.3K	Dec 31, 2021	Common Stock	51.3K	$77.81	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3	As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4	As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6	As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.