Daniel E. Draper - Dec 31, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO, S&P Dow Jones Indices
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2021
Transactions value $
$108,544
Form type
4
Date filed
1/4/2022, 04:24 PM
Previous filing
Jul 6, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $97.7K +207 +27.02% $471.93 973 Dec 31, 2021 Direct
transaction SPGI Common Stock Tax liability -$42.5K -90 -9.25% $471.93 883 Dec 31, 2021 Direct
transaction SPGI Common Stock Options Exercise $90.1K +191 +21.63% $471.93 1.07K Dec 31, 2021 Direct
transaction SPGI Common Stock Tax liability -$36.8K -78 -7.26% $471.93 996 Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -207 -49.17% $0.00 214 Dec 31, 2021 Common Stock 207 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -191 -32.99% $0.00 388 Dec 31, 2021 Common Stock 191 $0.00 Direct F1, F3
holding SPGI Restricted Stock Units 2.55K Dec 31, 2021 Common Stock 2.55K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023.