Daniel E. Draper - Jul 1, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO, S&P Dow Jones Indices
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Jul 1, 2021
Transactions value $
$264,220
Form type
4
Date filed
7/6/2021, 11:44 AM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $518K +1.26K +1005.6% $412.20 1.38K Jul 1, 2021 Direct
transaction SPGI Common Stock Tax liability -$254K -616 -44.57% $412.20 766 Jul 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -1.26K -32.98% $0.00 2.55K Jul 1, 2021 Common Stock 1.26K $0.00 Direct F1, F2
holding SPGI Restricted Stock Units 421 Jul 1, 2021 Common Stock 421 $0.00 Direct F1, F3
holding SPGI Restricted Stock Units 579 Jul 1, 2021 Common Stock 579 $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023.
F3 As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.