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Signature
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/s/ Jonathan Groff for Donald A. Zakrowski, pursuant to authorization on file
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Stock symbol
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LLY
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Transactions as of
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Feb 12, 2024
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Transactions value $
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-$565,200
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Form type
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4
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Date filed
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3/11/2024, 04:27 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
LLY |
Common Stock |
Sale |
-$565K |
-750 |
-8.69% |
$753.60 |
7.88K |
Mar 11, 2024 |
Direct |
F1 |
| holding |
LLY |
Common Stock |
|
|
|
|
|
1.71K |
Feb 12, 2024 |
401(k) |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
LLY |
Restricted Stock Unit |
Award |
$0 |
+184 |
|
$0.00 |
184 |
Feb 12, 2024 |
Common Stock |
184 |
|
Direct |
F2 |
| transaction |
LLY |
Restricted Stock Unit |
Award |
$0 |
+186 |
|
$0.00 |
186 |
Feb 12, 2024 |
Common Stock |
186 |
|
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: