Donald A. Zakrowski - Dec 1, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, Finance, & CAO
Signature
/s/ Jonathan Groff for Donald A. Zakrowski, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Dec 1, 2023
Transactions value $
-$1,266,008
Form type
4
Date filed
12/4/2023, 04:17 PM
Previous filing
Nov 6, 2023
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +4.81K +102.17% $0.00 9.52K Dec 1, 2023 Direct
transaction LLY Common Stock Tax liability -$1.27M -2.14K -22.5% $591.04 7.38K Dec 1, 2023 Direct
holding LLY Common Stock 1.71K Dec 1, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -4.81K -100% $0.00* 0 Dec 1, 2023 Common Stock 4.81K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.