Jacob Van Naarden - Feb 1, 2024 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP & Pres., Loxo@Lilly
Signature
/s/ Jonathan Groff for Jacob Van Naarden, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Feb 1, 2024
Transactions value $
-$1,087,853
Form type
4
Date filed
2/2/2024, 04:22 PM
Previous filing
Feb 21, 2023
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +3.62K +30.54% $0.00 15.5K Feb 1, 2024 Direct
transaction LLY Common Stock Tax liability -$1.09M -1.69K -10.9% $645.61 13.8K Feb 1, 2024 Direct
holding LLY Common Stock 4.34K Feb 1, 2024 Van Naarden Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -3.62K -100% $0.00* 0 Feb 1, 2024 Common Stock 3.62K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.