Jacob Van Naarden - Feb 16, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP and CEO Loxo@Lilly
Signature
/s/ Jonathan Groff for Jacob Van Naarden, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Feb 16, 2023
Transactions value $
-$440,203
Form type
4
Date filed
2/21/2023, 03:35 PM
Previous filing
Feb 14, 2023
Next filing
Feb 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +2.79K +26.85% $0.00 13.2K Feb 16, 2023 Direct
transaction LLY Common Stock Tax liability -$440K -1.31K -9.99% $335.01 11.8K Feb 16, 2023 Direct
holding LLY Common Stock 4.34K Feb 16, 2023 Van Naarden Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -2.79K -100% $0.00* 0 Feb 16, 2023 Common Stock 2.79K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.