Donald A. Zakrowski - Nov 6, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, Finance, & CAO
Signature
/s/ Jonathan Groff for Donald A. Zakrowski, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Nov 6, 2023
Transactions value $
-$382,637
Form type
4
Date filed
11/6/2023, 04:25 PM
Previous filing
Aug 22, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Sale -$383K -670 -12.46% $571.10 4.71K Nov 6, 2023 Direct F1
holding LLY Common Stock 1.71K Nov 6, 2023 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2022.