Lora S. Cheatum - 27 Oct 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN

Role
Sr. VP & CHRO
Signature
Julie D. Powell, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
27 Oct 2021
Net transactions value
-$1,808,424
Form type
4
Filing time
28 Oct 2021, 17:03:34 UTC
Previous filing
01 Jun 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $314,368 +3,618 +20% $86.89 21,344 27 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $328,602 +3,105 +15% $105.83 24,449 27 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $224,445 +2,038 +8.3% $110.13 26,487 27 Oct 2021 Direct
transaction KSU Common Stock Sale $2,675,839 -8,761 -33% $305.43 17,726 27 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -3,618 -100% $0.000000* 0 27 Oct 2021 Common Stock 3,618 $86.89 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -3,105 -100% $0.000000* 0 27 Oct 2021 Common Stock 3,105 $105.83 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -2,038 -67% $0.000000 1,019 27 Oct 2021 Common Stock 2,038 $110.13 Direct F2
holding KSU Employee Stock Option (Right to Buy) 2,699 27 Oct 2021 Common Stock 2,699 $171.86 Direct F2
holding KSU Employee Stock Option (Right to Buy) 2,128 27 Oct 2021 Common Stock 2,128 $211.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $305.260 to $305.525. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.