Lora S. Cheatum - Oct 27, 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN (KSU)

Role
Sr. VP & CHRO
Signature
Julie D. Powell, Attorney-in-fact
Stock symbol
KSU
Transactions as of
Oct 27, 2021
Transactions value $
-$1,808,424
Form type
4
Date filed
10/28/2021, 05:03 PM
Previous filing
Jun 1, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $314K +3.62K +20.41% $86.89 21.3K Oct 27, 2021 Direct
transaction KSU Common Stock Options Exercise $329K +3.11K +14.55% $105.83 24.4K Oct 27, 2021 Direct
transaction KSU Common Stock Options Exercise $224K +2.04K +8.34% $110.13 26.5K Oct 27, 2021 Direct
transaction KSU Common Stock Sale -$2.68M -8.76K -33.08% $305.43 17.7K Oct 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -3.62K -100% $0.00* 0 Oct 27, 2021 Common Stock 3.62K $86.89 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -3.11K -100% $0.00* 0 Oct 27, 2021 Common Stock 3.11K $105.83 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -2.04K -66.67% $0.00 1.02K Oct 27, 2021 Common Stock 2.04K $110.13 Direct F2
holding KSU Employee Stock Option (Right to Buy) 2.7K Oct 27, 2021 Common Stock 2.7K $171.86 Direct F2
holding KSU Employee Stock Option (Right to Buy) 2.13K Oct 27, 2021 Common Stock 2.13K $211.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $305.260 to $305.525. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.