Lora S. Cheatum - 28 May 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN

Role
Sr. VP & CHRO
Signature
Julie D. Powell, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
28 May 2021
Net transactions value
-$124,224
Form type
4
Filing time
01 Jun 2021, 17:02:37 UTC
Next filing
28 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Tax liability $26,287 -89 -0.49% $295.36 18,055 28 May 2021 Direct
transaction KSU Common Stock Tax liability $97,937 -329 -1.8% $297.68 17,726 31 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KSU Employee Stock Option (Right to Buy) 3,618 28 May 2021 Common Stock 3,618 $86.89 Direct F1
holding KSU Employee Stock Option (Right to Buy) 3,105 28 May 2021 Common Stock 3,105 $105.83 Direct F1
holding KSU Employee Stock Option (Right to Buy) 3,057 28 May 2021 Common Stock 3,057 $110.13 Direct F1
holding KSU Employee Stock Option (Right to Buy) 2,699 28 May 2021 Common Stock 2,699 $171.86 Direct F1
holding KSU Employee Stock Option (Right to Buy) 2,128 28 May 2021 Common Stock 2,128 $211.10 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.