Eric A. Mendelson - Oct 31, 2022 Form 5 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Stock symbol
HEI
Transactions as of
Oct 31, 2022
Transactions value $
$0
Form type
5
Date filed
11/28/2022, 10:18 AM
Previous filing
Dec 29, 2021
Next filing
Jan 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Common Stock Gift $0 -1.24K -0.11% $0.00 1.12M Dec 31, 2021 Direct
transaction HEI Common Stock Gift $0 +1.24K +0.29% $0.00 426K Dec 31, 2021 By Trusts F1
transaction HEI Class A Common Stock Gift $0 -8.9K -4.25% $0.00 201K Dec 28, 2021 Owned by Corporation F2
transaction HEI Class A Common Stock Gift $0 -3.89K -1.94% $0.00 197K Oct 31, 2022 Owned by Corporation F2
holding HEI Class A Common Stock 249K Oct 31, 2022 Direct
holding HEI Common Stock 15.2K Oct 31, 2022 By Keogh Account
holding HEI Class A Common Stock 10.1K Oct 31, 2022 By Keogh Account
holding HEI Common Stock 393K Oct 31, 2022 Owned by Partnership F3
holding HEI Common Stock 4.52K Oct 31, 2022 As custodian for minor children
holding HEI Class A Common Stock 5.2K Oct 31, 2022 As custodian for minor children
holding HEI Common Stock 112K Oct 31, 2022 By 401(k) F4
holding HEI Class A Common Stock 107K Oct 31, 2022 By 401(k) F4
holding HEI Class A Common Stock 9.37K Oct 31, 2022 By 409A Plan F5
holding HEI Common Stock 4.07K Oct 31, 2022 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEI Option (Right to purchase Common Stock) 97.7K Oct 31, 2022 Common Stock 97.7K $29.67 Direct F6
holding HEI Option (Right to purchase Common Stock) 97.7K Oct 31, 2022 Common Stock 97.7K $24.95 Direct F6
holding HEI Option (Right to purchase Common Stock) 195K Oct 31, 2022 Common Stock 195K $44.96 Direct F6
holding HEI Option (Right to purchase Common Stock) 125K Oct 31, 2022 Common Stock 125K $70.66 Direct F6
holding HEI Option (Right to purchase Common Stock) 125K Oct 31, 2022 Common Stock 125K $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2022.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These Options become exercisable 20% per year over five years from the date of Grant.