Eric A. Mendelson - 28 Dec 2021 Form 4 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Issuer symbol
HEI
Transactions as of
28 Dec 2021
Net transactions value
-$11,360,296
Form type
4
Filing time
29 Dec 2021, 19:19:40 UTC
Previous filing
01 Nov 2021
Next filing
28 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Common Stock Options Exercise $2,613,494 +122,070 +12% $21.41 1,181,959 28 Dec 2021 Direct
transaction HEI Common Stock Tax liability $8,527,114 -59,003 -5% $144.52 1,122,956 28 Dec 2021 Direct
transaction HEI Class A Common Stock Options Exercise $1,885,994 +122,070 +66% $15.45 305,805 28 Dec 2021 Direct
transaction HEI Class A Common Stock Tax liability $7,332,671 -56,913 -19% $128.84 248,892 28 Dec 2021 Direct
holding HEI Common Stock 15,227 28 Dec 2021 By Keogh Account
holding HEI Class A Common Stock 10,078 28 Dec 2021 By Keogh Account
holding HEI Common Stock 424,848 28 Dec 2021 By Trusts F1
holding HEI Class A Common Stock 209,528 28 Dec 2021 Owned by Corporation F2
holding HEI Common Stock 392,718 28 Dec 2021 Owned by Partnership F3
holding HEI Common Stock 4,522 28 Dec 2021 As custodian for minor children
holding HEI Class A Common Stock 5,204 28 Dec 2021 As custodian for minor children
holding HEI Common Stock 111,761 28 Dec 2021 By 401(k) F4
holding HEI Class A Common Stock 106,390 28 Dec 2021 By 401(k) F4
holding HEI Class A Common Stock 9,366 28 Dec 2021 By 409A Plan F5
holding HEI Common Stock 4,073 28 Dec 2021 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEI Option (Right to purchase Common Stock) Options Exercise $0 -122,070 -100% $0.000000* 0 28 Dec 2021 Common Stock 122,070 $21.41 Direct F6
transaction HEI Option (Right to purchase Class A Common Stock) Options Exercise $0 -122,070 -100% $0.000000* 0 28 Dec 2021 Class A Common Stock 122,070 $15.45 Direct F6
holding HEI Option (Right to purchase Common Stock) 97,656 28 Dec 2021 Common Stock 97,656 $29.67 Direct F6
holding HEI Option (Right to purchase Common Stock) 97,656 28 Dec 2021 Common Stock 97,656 $24.95 Direct F6
holding HEI Option (Right to purchase Common Stock) 195,313 28 Dec 2021 Common Stock 195,313 $44.96 Direct F6
holding HEI Option (Right to purchase Common Stock) 125,000 28 Dec 2021 Common Stock 125,000 $70.66 Direct F6
holding HEI Option (Right to purchase Common Stock) 125,000 28 Dec 2021 Common Stock 125,000 $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated December 27, 2021.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These options are exercisable at 20% per year over five years from the date of grant.