Eric A. Mendelson - Dec 28, 2021 Form 4 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Stock symbol
HEI
Transactions as of
Dec 28, 2021
Transactions value $
-$11,360,296
Form type
4
Date filed
12/29/2021, 07:19 PM
Previous filing
Nov 1, 2021
Next filing
Nov 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Common Stock Options Exercise $2.61M +122K +11.52% $21.41 1.18M Dec 28, 2021 Direct
transaction HEI Common Stock Tax liability -$8.53M -59K -4.99% $144.52 1.12M Dec 28, 2021 Direct
transaction HEI Class A Common Stock Options Exercise $1.89M +122K +66.44% $15.45 306K Dec 28, 2021 Direct
transaction HEI Class A Common Stock Tax liability -$7.33M -56.9K -18.61% $128.84 249K Dec 28, 2021 Direct
holding HEI Common Stock 15.2K Dec 28, 2021 By Keogh Account
holding HEI Class A Common Stock 10.1K Dec 28, 2021 By Keogh Account
holding HEI Common Stock 425K Dec 28, 2021 By Trusts F1
holding HEI Class A Common Stock 210K Dec 28, 2021 Owned by Corporation F2
holding HEI Common Stock 393K Dec 28, 2021 Owned by Partnership F3
holding HEI Common Stock 4.52K Dec 28, 2021 As custodian for minor children
holding HEI Class A Common Stock 5.2K Dec 28, 2021 As custodian for minor children
holding HEI Common Stock 112K Dec 28, 2021 By 401(k) F4
holding HEI Class A Common Stock 106K Dec 28, 2021 By 401(k) F4
holding HEI Class A Common Stock 9.37K Dec 28, 2021 By 409A Plan F5
holding HEI Common Stock 4.07K Dec 28, 2021 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEI Option (Right to purchase Common Stock) Options Exercise $0 -122K -100% $0.00* 0 Dec 28, 2021 Common Stock 122K $21.41 Direct F6
transaction HEI Option (Right to purchase Class A Common Stock) Options Exercise $0 -122K -100% $0.00* 0 Dec 28, 2021 Class A Common Stock 122K $15.45 Direct F6
holding HEI Option (Right to purchase Common Stock) 97.7K Dec 28, 2021 Common Stock 97.7K $29.67 Direct F6
holding HEI Option (Right to purchase Common Stock) 97.7K Dec 28, 2021 Common Stock 97.7K $24.95 Direct F6
holding HEI Option (Right to purchase Common Stock) 195K Dec 28, 2021 Common Stock 195K $44.96 Direct F6
holding HEI Option (Right to purchase Common Stock) 125K Dec 28, 2021 Common Stock 125K $70.66 Direct F6
holding HEI Option (Right to purchase Common Stock) 125K Dec 28, 2021 Common Stock 125K $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated December 27, 2021.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These options are exercisable at 20% per year over five years from the date of grant.