Gary Michael Marvel - 16 Feb 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Accounting Officer
Signature
/s/ Barbara Thomas, POA for Gary Michael Marvel
Issuer symbol
CAT
Transactions as of
16 Feb 2022
Net transactions value
-$136,896
Form type
4
Filing time
17 Feb 2022, 12:54:03 UTC
Previous filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale $136,896 -674 -100% $203.11 0 16 Feb 2022 Direct
holding CAT Common Stock 1,641 16 Feb 2022 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of January 31, 2022.