Gary Michael Marvel - Feb 16, 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Accounting Officer
Signature
/s/ Barbara Thomas, POA for Gary Michael Marvel
Stock symbol
CAT
Transactions as of
Feb 16, 2022
Transactions value $
-$136,896
Form type
4
Date filed
2/17/2022, 12:54 PM
Previous filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$137K -674 -100% $203.11 0 Feb 16, 2022 Direct
holding CAT Common Stock 1.64K Feb 16, 2022 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of January 31, 2022.