Denise C. Johnson - 08 Feb 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
By: /s/ Barbara Thomas, POA for Denise C. Johnson
Issuer symbol
CAT
Transactions as of
08 Feb 2022
Net transactions value
-$1,075,926
Form type
4
Filing time
10 Feb 2022, 12:42:15 UTC
Previous filing
27 Dec 2021
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +13,964 $0.000000 13,964 08 Feb 2022 Direct
transaction CAT Common Stock Tax liability $1,075,926 -5,359 -38% $200.77 8,605 08 Feb 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019.