Joseph E. Creed - 08 Feb 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Barbara Thomas, POA for Joseph E. Creed
Issuer symbol
CAT
Transactions as of
08 Feb 2022
Net transactions value
-$225,264
Form type
4
Filing time
10 Feb 2022, 12:40:40 UTC
Previous filing
19 Jan 2022
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +3,879 $0.000000 3,879 08 Feb 2022 Direct
transaction CAT Common Stock Tax liability $225,264 -1,122 -29% $200.77 2,757 08 Feb 2022 Direct F1
holding CAT Common Stock 10,209 08 Feb 2022 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2022.