Andrew R. J. Bonfield - 08 Feb 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Barbara Thomas POA, for Andrew R J Bonfield
Issuer symbol
CAT
Transactions as of
08 Feb 2022
Net transactions value
-$1,095,602
Form type
4
Filing time
10 Feb 2022, 12:40:02 UTC
Next filing
08 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +13,964 +38% $0.000000 50,436 08 Feb 2022 Direct
transaction CAT Common Stock Tax liability $1,095,602 -5,457 -11% $200.77 44,979 08 Feb 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019.