Joseph E. Creed - 01 Nov 2021 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Barbara Thomas, POA for Joseph E. Creed
Issuer symbol
CAT
Transactions as of
01 Nov 2021
Net transactions value
-$1,028,205
Form type
4
Filing time
02 Nov 2021, 15:29:53 UTC
Previous filing
27 Oct 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale $1,028,205 -5,038 -100% $204.09 0 01 Nov 2021 Direct
holding CAT Common Stock 10,110 01 Nov 2021 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of October 31, 2021.