Joseph E. Creed - Nov 1, 2021 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Barbara Thomas, POA for Joseph E. Creed
Stock symbol
CAT
Transactions as of
Nov 1, 2021
Transactions value $
-$1,028,205
Form type
4
Date filed
11/2/2021, 03:29 PM
Previous filing
Oct 27, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$1.03M -5.04K -100% $204.09 0 Nov 1, 2021 Direct
holding CAT Common Stock 10.1K Nov 1, 2021 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of October 31, 2021.